Personnel SFC Licences and HKMA Registrations (ID 2684420)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RaffAello Investment Management (HK) Limited	RO	Asset management	2021-03-23	-
RaffAello Securities (HK) Limited	RO	Advising on securities	2020-11-13	-
	RO	Dealing in securities	2020-04-27	-
RaffAello Capital Limited	Rep	Advising on corporate finance	2019-03-08	2025-05-26
RaffAello Securities (HK) Limited	Rep	Advising on securities	2017-07-05	2020-11-13
	Rep	Dealing in securities	2017-01-10	2020-04-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.