Personnel Hong Kong SFC License Details (ID 2684445)

Personnel Hong Kong SFC License Details (ID 2684445)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Advising on securities	2022-01-24	2024-03-12
CMB International Securities Limited	Rep	Advising on securities	2021-03-22	2022-05-05
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2020-06-03	2020-11-24
	Rep	Asset management	2020-06-03	2020-11-24
	Rep	Dealing in securities	2020-06-03	2020-11-24
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-01-11	2017-07-28
	Rep	Asset management	2017-01-11	2017-07-28