Personnel Hong Kong SFC License Details (ID 2684446)

Personnel Hong Kong SFC License Details (ID 2684446)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Asset Management Limited	Rep	Asset management	2022-05-10	-
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2020-10-16	2021-06-04
	Rep	Advising on securities	2020-10-16	2021-06-04
	Rep	Asset management	2020-10-16	2021-06-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-10-14	2020-03-16
	Rep	Dealing in securities	2019-10-14	2020-03-16
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-07-26	2019-07-05
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-09-19	2019-07-05
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-01-11	2019-07-05
	Rep	Dealing in securities	2017-01-11	2019-07-05