Personnel SFC Licences and HKMA Registrations (ID 2684510)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2026-05-07	-
UBS Asset Management (Hong Kong) Limited	Rep	Asset management	2021-09-16	2024-05-07
	Rep	Advising on securities	2021-08-26	2024-05-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2021-05-05	2021-06-17
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2017-01-12	2021-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.