Personnel Hong Kong SFC License Details (ID 2684513)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on futures contracts	2020-02-24	2023-10-12
	Rep	Dealing in futures contracts	2020-02-24	2023-10-12
	Rep	Advising on securities	2018-09-21	2023-10-12
	Rep	Dealing in securities	2018-09-21	2023-10-12
GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2017-01-12	2018-09-10
	Rep	Dealing in securities	2017-01-12	2018-09-10