| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | Dealing in futures contracts | 2021-01-20 | - |
| RO | Dealing in securities | 2021-01-20 | - | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Dealing in futures contracts | 2020-08-10 | 2022-11-02 |
| GFI (HK) SECURITIES L.L.C. | RO | Providing automated trading services | 2018-08-24 | - |
| RO | Dealing in futures contracts | 2018-08-24 | - | |
| RO | Dealing in securities | 2018-08-24 | - | |
| Rep | Providing automated trading services | 2018-08-24 | 2018-08-24 | |
| Rep | Dealing in futures contracts | 2018-08-24 | 2018-08-24 | |
| Rep | Dealing in securities | 2018-08-24 | 2018-08-24 | |
| TULLETT PREBON (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-08-25 | 2017-11-29 |
| RO | Dealing in securities | 2017-08-25 | 2017-11-29 | |
| ICAP Equities Asia Limited | RO | Dealing in futures contracts | 2017-05-11 | 2017-11-29 |
| RO | Dealing in securities | 2017-05-11 | 2017-11-29 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-01-12 | 2017-11-29 |
| RO | Dealing in securities | 2017-01-12 | 2017-11-29 |
No HKMA registrations in the collected records.