Personnel Hong Kong SFC License Details (ID 26846447)

Personnel Hong Kong SFC License Details (ID 26846447)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SKYVAST SECURITIES LIMITED	Rep	Advising on securities	2026-07-09	-
	Rep	Dealing in securities	2026-07-09	-
Arta Asset Management Limited	Rep	Advising on securities	2026-05-07	2026-05-29
	Rep	Dealing in securities	2025-11-27	2026-05-29
Arta Corporate Advisory Limited	Rep	Advising on corporate finance	2025-11-27	2026-05-29
EMPEROR SECURITIES LIMITED (HK)	RO	Dealing in securities	2025-10-28	2025-10-31
EMPEROR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2024-04-09	2025-10-31
Emperor Wealth Management Limited	Rep	Dealing in securities	2022-11-01	2025-03-25
	Rep	Advising on securities	2022-11-01	2025-03-26
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	2022-09-27	2025-03-26
	Rep	Dealing in futures contracts	2022-09-27	2025-10-31
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2022-06-10	2025-03-26
	Rep	Dealing in securities	2022-06-10	2025-10-28
EMPEROR CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2021-06-09	2022-01-27
	Rep	Dealing in securities	2021-06-09	2022-01-27