Personnel SFC Licences and HKMA Registrations (ID 2686)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Somerley Capital Limited	RO	Advising on corporate finance	2013-12-31	2024-12-31
Shang International Finance Limited	RO	Advising on corporate finance	2007-11-26	2014-04-15
EQUITAS CAPITAL LIMITED (HK)	RO	Advising on corporate finance	2004-02-23	2005-08-01
	Rep	Dealing in securities	-	2004-02-20
	Rep	Advising on corporate finance	-	2004-02-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.