Personnel Hong Kong SFC License Details (ID 26867188)

Personnel Hong Kong SFC License Details (ID 26867188)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RD InnoVest Limited	Rep	Advising on securities	2026-09-24	-
	Rep	Dealing in securities	2026-09-24	-
Mirae Asset Securities (HK) Limited	RO	Advising on securities	2025-04-09	2026-07-07
	RO	Dealing in securities	2024-11-15	2026-07-07
	Rep	Dealing in securities	2023-11-13	2024-11-15
	Rep	Advising on securities	2023-11-13	2025-04-09
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-11-30	2023-04-27
	Rep	Asset management	2022-11-30	2023-04-27
	Rep	Dealing in securities	2022-11-30	2023-04-27
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-06-15	2022-11-11
	Rep	Dealing in securities	2021-06-15	2022-11-11