Personnel Hong Kong SFC License Details (ID 2687006)

Personnel Hong Kong SFC License Details (ID 2687006)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	RO	Advising on futures contracts	2023-09-12	2025-05-06
	RO	Advising on securities	2023-09-12	2025-05-06
	RO	Dealing in futures contracts	2023-09-12	2025-05-06
	RO	Dealing in securities	2023-09-12	2025-05-06
	Rep	Dealing in futures contracts	2023-04-11	2023-04-14
	Rep	Dealing in securities	2023-04-11	2023-04-14
	Rep	Dealing in futures contracts	2019-11-11	2020-01-22
	Rep	Dealing in securities	2019-11-11	2020-01-22
Virtu ITG Hong Kong Limited	RO	Providing automated trading services	2017-12-29	2019-08-29
	RO	Dealing in securities	2017-12-29	2019-08-29
	Rep	Providing automated trading services	2017-01-16	2017-12-29
	Rep	Dealing in securities	2017-01-16	2017-12-29