Personnel Hong Kong SFC License Details (ID 2687014)

Personnel Hong Kong SFC License Details (ID 2687014)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA SYSTEM SECURITIES LIMITED	RO	Dealing in securities	2025-01-16	-
	Rep	Dealing in securities	2017-10-19	2025-01-16
Wonderland International Asset Management Limited	Rep	Asset management	2017-07-03	2017-09-22
Funde Securities Limited	Rep	Dealing in securities	2017-06-01	2017-06-01
Innov Harbor Asset Management Limited	Rep	Advising on securities	2017-06-01	2017-06-01
	Rep	Asset management	2017-06-01	2017-06-01
QUASAR SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-02-28	2017-05-05
QUASAR ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-01-16	2017-05-05
	Rep	Asset management	2017-01-16	2017-05-05