Personnel Hong Kong SFC License Details (ID 2687033)

Personnel Hong Kong SFC License Details (ID 2687033)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Xen Capital (HK) Limited	Rep	Asset management	2019-09-17	2020-12-30
Arta Global Futures Limited	Rep	Dealing in futures contracts	2017-12-22	2019-07-26
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-12-22	2019-07-26
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-11-15	2017-12-15
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-01-17	2017-09-13
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-01-17	2017-09-13