Personnel Hong Kong SFC License Details (ID 2687051)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2025-09-25	-
	Rep	Dealing in securities	2020-08-27	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2017-11-20	2020-07-31
	Rep	Advising on securities	2017-01-17	2020-07-31