Personnel SFC Licences and HKMA Registrations (ID 26884118)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2026-03-10	-
	Rep	Dealing in securities	2026-03-10	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2024-05-27	2026-02-28
	Rep	Dealing in securities	2024-05-27	2026-02-28
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2021-06-18	2023-06-06
	Rep	Dealing in securities	2021-06-18	2023-06-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.