Personnel Hong Kong SFC License Details (ID 2688626)

Personnel Hong Kong SFC License Details (ID 2688626)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2024-09-12	-
	Rep	Dealing in futures contracts	2024-01-23	-
	Rep	Dealing in securities	2024-01-23	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2021-10-08	2023-12-15
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-10-08	2023-12-15
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2019-06-18	2021-09-25
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2017-01-19	2021-09-25