Personnel SFC Licences and HKMA Registrations (ID 2688642)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUINTAR CAPITAL LIMITED	RO	Advising on securities	2026-03-24	-
	RO	Asset management	2026-03-24	-
	Rep	Advising on securities	2026-02-05	2026-03-24
	Rep	Asset management	2026-02-05	2026-03-24
CORE ARC CAPITAL LIMITED	RO	Advising on securities	2025-11-17	2026-01-30
	RO	Asset management	2025-11-17	2026-01-30
	Rep	Advising on securities	2025-11-14	2025-11-17
	Rep	Asset management	2025-11-14	2025-11-17
PLUTUS ASSET MANAGEMENT LIMITED (GBEN)	Rep	Advising on securities	2021-12-21	2025-10-12
	Rep	Asset management	2021-12-21	2025-10-12
Plutus Securities Limited	Rep	Dealing in securities	2021-12-21	2025-10-12
Long Trends Securities Limited	Rep	Advising on securities	2021-10-28	2021-10-31
	Rep	Asset management	2021-10-28	2021-10-31
	Rep	Dealing in securities	2021-10-28	2021-10-31
	RO	Advising on securities	2020-07-22	2021-10-28
	RO	Asset management	2020-07-22	2021-10-28
	RO	Dealing in securities	2020-07-22	2021-10-28
	Rep	Advising on securities	2020-02-18	2020-07-22
	Rep	Asset management	2020-02-18	2020-07-22
	Rep	Dealing in securities	2020-02-18	2020-07-22
Nice Talent Asset Management Limited	RO	Advising on securities	2019-03-14	2020-02-14
	RO	Asset management	2019-03-14	2020-02-14
	Rep	Advising on securities	2019-01-08	2019-03-14
	Rep	Asset management	2019-01-08	2019-03-14
FUHAI SECURITIES LIMITED	RO	Advising on securities	2017-01-18	2018-10-14
	RO	Asset management	2017-01-18	2018-10-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.