Personnel SFC Licences and HKMA Registrations (ID 2689343)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LINGJUN CAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	2025-08-29	-
	Rep	Asset management	2025-08-29	-
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2021-11-09	2022-10-19
	Rep	Dealing in securities	2021-11-09	2022-10-19
Goldhorse Securities Limited	Rep	Advising on securities	2021-07-15	2021-09-10
	Rep	Dealing in securities	2021-07-15	2021-09-10
Lake Bleu Capital (Hong Kong) Limited	Rep	Asset management	2020-01-16	2020-02-07
CEB International Asset Management Corporation Limited	Rep	Advising on securities	2017-01-20	2018-12-20
	Rep	Asset management	2017-01-20	2018-12-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.