Personnel Hong Kong SFC License Details (ID 2689353)

Personnel Hong Kong SFC License Details (ID 2689353)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2024-07-31	-
	Rep	Advising on securities	2024-07-31	-
	Rep	Dealing in futures contracts	2024-07-31	-
	Rep	Dealing in securities	2024-07-31	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2022-05-27	2023-07-07
	Rep	Dealing in securities	2022-05-27	2023-07-07
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-01-20	2022-03-11
	Rep	Dealing in securities	2017-01-20	2022-03-11