Personnel Hong Kong SFC License Details (ID 2689357)

Personnel Hong Kong SFC License Details (ID 2689357)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2026-02-11	-
	Rep	Asset management	2026-02-11	-
	Rep	Dealing in securities	2026-02-11	-
HPS Investment Partners (HK), Limited	Rep	Asset management	2022-08-25	2026-01-31
VMS Asset Management Limited	Rep	Advising on securities	2021-12-16	2022-08-03
	Rep	Asset management	2021-06-30	2022-08-03
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2019-04-30	2021-06-18
	Rep	Asset management	2019-04-30	2021-06-18
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2017-01-20	2019-03-22