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Li, Tsz Yan 李芷恩
SFC ID:
BIW294
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED
Rep
Advising on securities
2017-01-23
2021-07-19
Rep
Dealing in securities
2017-01-23
2021-07-19