Personnel SFC Licences and HKMA Registrations (ID 26903465)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Asset Management (HK) Limited	Rep	Advising on securities	2023-07-04	-
	Rep	Asset management	2023-07-04	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2021-06-23	2023-06-17
	Rep	Dealing in securities	2021-06-23	2023-06-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.