Personnel SFC Licences and HKMA Registrations (ID 26903471)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2022-08-01	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2021-06-23	2022-07-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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