Personnel SFC Licences and HKMA Registrations (ID 2690462)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FCL ADVISORY LIMITED	RO	Advising on securities	2024-06-27	-
	RO	Asset management	2024-06-27	-
MAX GIANT LIMITED	RO	Advising on securities	2019-02-26	2019-11-18
	RO	Asset management	2018-07-18	2019-11-18
	Rep	Asset management	2018-06-22	2018-07-18
GA (INT'L) CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2018-05-24	2018-06-15
	RO	Asset management	2018-05-24	2018-06-15
RISING GLORY FINANCE LIMITED	RO	Asset management	2017-01-23	2017-04-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.