Personnel SFC Licences and HKMA Registrations (ID 26907593)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-01-05	-
	Rep	Dealing in securities	2024-01-05	-
	Rep	Dealing in futures contracts	2021-06-24	2022-08-31
	Rep	Dealing in securities	2021-06-24	2022-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.