Personnel SFC Licences and HKMA Registrations (ID 26907667)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-07-09	-
	Rep	Dealing in securities	2025-07-09	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-06-24	2025-06-10
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2021-06-24	2025-06-10
	Rep	Dealing in futures contracts	2021-06-24	2025-06-10
	Rep	Dealing in securities	2021-06-24	2025-06-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.