| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2021-12-03 | 2026-01-01 |
| Rep | Dealing in securities | 2021-12-03 | 2026-01-01 | |
| Swiss-Asia Asset Management (HK) Limited | Rep | Asset management | 2020-10-19 | 2021-11-05 |
| Rep | Advising on securities | 2020-09-25 | 2021-11-05 | |
| SBI Securities (Hong Kong) Limited | RO | Advising on securities | 2019-01-09 | 2020-06-30 |
| RO | Dealing in securities | 2018-08-16 | 2020-06-30 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2017-11-30 | 2017-12-01 |
| Rep | Dealing in securities | 2017-01-25 | 2017-11-30 | |
| Rep | Dealing in futures contracts | 2017-01-25 | 2017-12-01 |