Personnel Hong Kong SFC License Details (ID 2691443)

Personnel Hong Kong SFC License Details (ID 2691443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	2017-06-01	2017-06-04
	Rep	Dealing in futures contracts	2017-06-01	2017-06-04
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-06-01	2017-06-04
	Rep	Asset management	2017-06-01	2017-06-04
	Rep	Dealing in securities	2017-06-01	2017-06-04
YF ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2017-01-26	2017-05-26
	Rep	Advising on securities	2017-01-26	2017-05-26
	Rep	Asset management	2017-01-26	2017-05-26
YF FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-01-26	2017-05-26
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-01-26	2017-05-26