Personnel SFC Licences and HKMA Registrations (ID 2692126)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aon Securities (Hong Kong) Limited	RO	Advising on securities	2017-01-27	-
	RO	Dealing in securities	2017-01-27	-
	RO	Advising on corporate finance	2017-01-27	2020-11-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.