Personnel SFC Licences and HKMA Registrations (ID 2692586)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capula Investment Management Asia Limited	Rep	Asset management	2024-06-24	-
	Rep	Dealing in securities	2024-06-24	-
INSTINET PACIFIC LIMITED	Rep	Providing automated trading services	2021-11-16	2024-06-08
	Rep	Dealing in securities	2021-11-16	2024-06-08
	Rep	Advising on securities	2021-11-10	2024-06-08
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2017-02-01	2021-10-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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