Personnel Hong Kong SFC License Details (ID 2692595)

Personnel Hong Kong SFC License Details (ID 2692595)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FDB Asset Management Limited	RO	Advising on securities	2024-04-30	-
	RO	Asset management	2024-04-30	-
	Rep	Advising on securities	2023-09-13	2024-04-30
	Rep	Asset management	2023-09-13	2024-04-30
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2021-07-19	2021-09-29
	Rep	Asset management	2021-07-19	2021-09-29
	Rep	Dealing in securities	2021-07-19	2021-09-29
Forwin Futures Group Limited	Rep	Dealing in futures contracts	2020-07-29	2020-08-21
Forwin Capital Management Limited	Rep	Advising on securities	2018-07-12	2020-08-21
	Rep	Asset management	2018-07-12	2020-08-21
Forwin Securities Group Limited	Rep	Dealing in securities	2018-07-12	2020-08-21
South China Investment Management Limited	Rep	Asset management	2017-02-01	2018-06-01
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2017-02-01	2018-06-01
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2017-02-01	2018-06-01