| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2025-06-23 | - |
| Rep | Dealing in securities | 2025-06-23 | - | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2025-06-23 | - |
| SPDB International Investment Management Limited | Rep | Advising on securities | 2022-08-08 | 2025-05-24 |
| Rep | Asset management | 2022-08-08 | 2025-05-24 | |
| SPDB International Capital Limited | Rep | Advising on corporate finance | 2021-12-01 | 2022-07-04 |
| Rep | Dealing in securities | 2021-09-13 | 2022-07-04 | |
| SPDB International Securities Limited | Rep | Dealing in securities | 2021-09-13 | 2022-07-04 |
| VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2020-07-28 | 2021-08-03 |
| Rep | Asset management | 2020-07-28 | 2021-08-03 | |
| Rep | Dealing in securities | 2020-07-28 | 2021-08-03 | |
| Leading Securities Company Limited | Rep | Asset management | 2020-05-19 | 2020-06-30 |
| Rep | Advising on securities | 2020-04-23 | 2020-06-30 | |
| Rep | Dealing in securities | 2020-04-23 | 2020-06-30 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2018-11-15 | 2020-03-27 |
| Rep | Dealing in securities | 2018-10-29 | 2020-03-27 | |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-01-22 | 2018-09-14 |
| SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2017-02-03 | 2018-01-13 |
| Rep | Dealing in securities | 2017-02-03 | 2018-01-13 |
No HKMA registrations in the collected records.