Personnel Hong Kong SFC License Details (ID 2693668)

Personnel Hong Kong SFC License Details (ID 2693668)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED	Rep	Advising on securities	2026-08-19	-
	Rep	Dealing in securities	2026-08-19	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2026-03-26	2026-07-30
	Rep	Dealing in securities	2026-03-26	2026-07-30
BNP PARIBAS ASSET MANAGEMENT SELECT ASIA LIMITED	Rep	Advising on securities	2025-08-28	2026-06-12
	Rep	Dealing in securities	2025-08-28	2026-06-12
ZEAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2019-08-08	2025-02-01
	Rep	Advising on securities	2019-07-10	2025-02-01
	Rep	Asset management	2019-07-10	2025-02-01
Caitong International Asset Management Co., Limited	Rep	Advising on securities	2017-02-06	2019-06-29
	Rep	Asset management	2017-02-06	2019-06-29