Personnel Hong Kong SFC License Details (ID 2694285)

Personnel Hong Kong SFC License Details (ID 2694285)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK)	RO	Advising on securities	2021-12-10	-
	RO	Dealing in securities	2021-12-10	-
	Rep	Advising on securities	2021-11-11	2021-12-10
	Rep	Dealing in securities	2021-11-11	2021-12-10
United Securities Limited (HK)	RO	Dealing in securities	2020-07-08	2021-05-10
	Rep	Asset management	2020-01-23	2021-05-10
	Rep	Dealing in securities	2019-10-10	2020-07-08
	Rep	Advising on securities	2019-10-10	2021-05-10
SHENG YUAN SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-11-08	2019-04-07
	Rep	Advising on securities	2018-01-08	2019-04-07
	Rep	Dealing in securities	2018-01-08	2019-04-07
Beevest Securities Limited	Rep	Advising on securities	2017-02-08	2017-03-13
	Rep	Dealing in securities	2017-02-08	2017-03-13