Personnel Hong Kong SFC License Details (ID 2694544)

Personnel Hong Kong SFC License Details (ID 2694544)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCBC Futures Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-06-21	2021-04-01
OCBC Securities Brokerage (Hong Kong) Limited	Rep	Dealing in securities	2018-06-21	2021-04-01
CENTRAL WEALTH FUTURES LIMITED	Rep	Advising on futures contracts	2017-04-06	2018-05-19
	Rep	Dealing in futures contracts	2017-04-06	2018-05-19
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Advising on securities	2017-02-09	2018-05-19
	Rep	Dealing in securities	2017-02-09	2018-05-19