Personnel Hong Kong SFC License Details (ID 2694546)

Personnel Hong Kong SFC License Details (ID 2694546)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-04-25	2025-04-30
	Rep	Dealing in securities	2025-04-25	2025-04-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-04-25	2025-04-30
	Rep	Dealing in securities	2025-04-25	2025-04-30
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-03-20	2023-03-24
	Rep	Dealing in securities	2023-03-20	2023-03-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-03-20	2023-03-24
	Rep	Dealing in securities	2023-03-20	2023-03-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-10-12	2018-10-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-10-12	2018-10-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2017-02-09	2017-02-16
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2017-02-09	2017-02-16