Personnel SFC Licences and HKMA Registrations (ID 2695057)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2024-04-05	-
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2024-04-05	-
	Rep	Dealing in securities	2024-04-05	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2017-02-10	2017-05-25
	Rep	Dealing in securities	2017-02-10	2017-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.