Personnel SFC Licences and HKMA Registrations (ID 2695073)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Optima Capital Limited	Rep	Advising on corporate finance	2023-03-23	-
	Rep	Dealing in securities	2023-03-23	2024-04-26
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-07-29	2021-12-14
	Rep	Dealing in securities	2021-07-29	2021-12-14
CMB International Capital Limited	Rep	Dealing in securities	2018-08-06	2020-12-08
	Rep	Advising on corporate finance	2018-07-25	2020-12-08
RED SUN CAPITAL LIMITED	Rep	Advising on corporate finance	2017-02-09	2018-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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