Personnel SFC Licences and HKMA Registrations (ID 26963934)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2026-10-29	-
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on securities	2021-07-08	2025-11-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.