Personnel Hong Kong SFC License Details (ID 2696551)

Personnel Hong Kong SFC License Details (ID 2696551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2019-10-04	2020-06-14
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-09-17	2020-06-14
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2018-01-29	2018-11-23
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2017-10-10	2019-05-26
	Rep	Dealing in futures contracts	2017-10-10	2019-05-26
iBest Consultants Limited	Rep	Advising on securities	2017-10-10	2018-11-23
	Rep	Asset management	2017-10-10	2018-11-23
	Rep	Dealing in securities	2017-10-10	2018-11-23
Hao Tian Asset Management Limited	Rep	Asset management	2017-06-07	2017-09-07
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2017-02-15	2017-09-07