Personnel SFC Licences and HKMA Registrations (ID 26969088)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Advising on securities	2026-05-29	-
	Rep	Asset management	2026-05-29	-
	Rep	Dealing in securities	2026-05-29	-
UBS Asset Management (Hong Kong) Limited	Rep	Asset management	2025-10-15	2026-04-20
	Rep	Advising on securities	2025-09-17	2026-04-20
	Rep	Dealing in securities	2025-09-17	2026-04-20
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2025-04-30	2025-08-31
	Rep	Dealing in securities	2021-07-09	2025-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.