| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2025-12-04 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-12-04 | - |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2025-10-31 | 2025-11-17 |
| Rep | Dealing in securities | 2025-10-31 | 2025-11-17 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2023-10-16 | 2025-09-13 |
| Rep | Advising on securities | 2023-10-16 | 2025-09-13 | |
| Rep | Asset management | 2023-10-16 | 2025-09-13 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2023-10-16 | 2025-09-13 |
| Rep | Asset management | 2023-10-16 | 2025-09-13 | |
| Rep | Dealing in securities | 2023-10-16 | 2025-09-13 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-09-21 | 2023-10-03 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2018-06-27 | 2021-09-03 |
| I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2017-02-16 | 2018-04-12 |
| Rep | Dealing in securities | 2017-02-16 | 2018-04-12 |
No HKMA registrations in the collected records.