| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | Rep | Advising on securities | 2026-03-09 | - |
| Rep | Dealing in securities | 2026-03-09 | - | |
| Spruce Light Asset Management Company Limited | Rep | Advising on securities | 2018-04-16 | 2019-05-31 |
| Rep | Asset management | 2018-04-16 | 2019-05-31 | |
| JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-02-16 | 2017-07-13 |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-02-16 | 2017-07-13 |
No HKMA registrations in the collected records.