Personnel SFC Licences and HKMA Registrations (ID 2699093)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Asset Management (Hong Kong) Limited	RO	Advising on securities	2025-12-09	-
	RO	Asset management	2025-12-09	-
	Rep	Advising on securities	2025-10-08	2025-12-09
	Rep	Asset management	2025-10-08	2025-12-09
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2020-03-27	2025-06-30
	Rep	Asset management	2020-03-27	2025-06-30
Dongxing Securities (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2019-05-07	2020-02-19
	Rep	Asset management	2019-05-07	2020-02-19
L&AMP;R CAPITAL LIMITED	Rep	Advising on securities	2019-03-13	2019-03-25
	Rep	Asset management	2019-03-13	2019-03-25
Fosun International Securities Limited	Rep	Advising on securities	2018-04-25	2018-10-23
	Rep	Asset management	2018-04-25	2018-10-23
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2017-02-21	2017-06-16
	Rep	Asset management	2017-02-21	2017-06-16
	Rep	Dealing in securities	2017-02-21	2017-06-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.