Personnel Hong Kong SFC License Details (ID 2699167)

Personnel Hong Kong SFC License Details (ID 2699167)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2021-09-29	2023-11-17
	Rep	Advising on securities	2021-09-29	2023-11-17
	Rep	Dealing in securities	2021-09-29	2023-11-17
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-01-29	2021-07-23
	Rep	Advising on securities	2020-01-29	2021-07-23
	Rep	Dealing in securities	2020-01-29	2021-07-23
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-01-29	2021-07-23
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-02-22	2019-02-01
	Rep	Advising on securities	2017-02-22	2019-02-01
	Rep	Dealing in securities	2017-02-22	2019-02-01