Personnel SFC Licences and HKMA Registrations (ID 27002235)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2026-02-24	-
	Rep	Advising on securities	2026-02-24	-
	Rep	Dealing in securities	2026-02-24	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-07-19	2025-09-29
	Rep	Advising on securities	2021-07-19	2025-09-29
	Rep	Dealing in securities	2021-07-19	2025-09-29
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-07-19	2024-02-19
	Rep	Advising on securities	2021-07-19	2024-02-19
	Rep	Dealing in securities	2021-07-19	2024-02-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.