Personnel SFC Licences and HKMA Registrations (ID 27006715)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-09-22	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-06-08	2026-07-22
	Rep	Dealing in securities	2023-06-08	2026-07-22
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2023-06-08	2026-07-22
	Rep	Dealing in securities	2023-06-08	2026-07-22
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-07-20	2022-12-12
	Rep	Dealing in securities	2021-07-20	2022-12-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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