Personnel Hong Kong SFC License Details (ID 2701072)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2023-12-04	2023-12-12
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2017-02-24	2017-02-28
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2017-02-24	2017-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-01-19	2016-01-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-01-19	2016-01-19