Personnel SFC Licences and HKMA Registrations (ID 27012890)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pryme Capital Limited (b2021-02-19)	Rep	Advising on securities	2026-08-28	-
	Rep	Asset management	2026-08-28	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2021-07-21	2022-05-25
	Rep	Dealing in securities	2021-07-21	2022-05-25
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-07-21	2022-05-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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