Personnel Hong Kong SFC License Details (ID 27017719)

Personnel Hong Kong SFC License Details (ID 27017719)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2025-10-22	-
	Rep	Dealing in securities	2025-10-22	-
	Rep	Advising on corporate finance	2025-10-16	-
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2025-05-12	2025-09-30
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2023-11-30	2025-04-12
	Rep	Dealing in securities	2023-11-30	2025-04-12
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-07-22	2023-02-10
	Rep	Advising on securities	2021-07-22	2023-02-10
CLSA LIMITED	Rep	Dealing in securities	2021-07-22	2023-02-10