Personnel Hong Kong SFC License Details (ID 2701834)

Personnel Hong Kong SFC License Details (ID 2701834)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2021-12-29	2023-04-04
	Rep	Dealing in futures contracts	2021-12-29	2023-04-04
	Rep	Dealing in securities	2021-12-29	2023-04-04
Grand Capital Futures Limited	Rep	Dealing in futures contracts	2020-09-11	2021-12-14
Grand Capital Securities Limited	Rep	Advising on securities	2020-09-11	2021-12-14
	Rep	Dealing in securities	2020-09-11	2021-12-14
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2017-02-27	2020-09-02
	Rep	Dealing in securities	2017-02-27	2020-09-02
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-02-27	2020-09-02